sebi:Order/AN/SM/2024-25/30559
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Violations held established; penalty of Rs. 3,00,000 imposed under Section 15HB of SEBI Act, 1992
Provisions invoked
- s. 11B
- s. 11
- s. 15
- s. 19
- s. 15H
- s. 15J
- s. 15F
- s. 28A
Parties
- Raima Equities Private Limited
Holding
The Noticee violated mobile/email mapping, client funding/exposure and telephone recording requirements and is liable for monetary penalty under Section 15HB of the SEBI Act, 1992, with penalty of Rs. 3,00,000 imposed.
Full text
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_________________________________________________________________________________ Adjudication Order in the matter of Raima Equities Private Limited Page 3 of 15
_________________________________________________________________________________ Adjudication Order in the matter of Raima Equities Private Limited Page 4 of 15
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Source: SecMarx — sebi:Order/AN/SM/2024-25/30559. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.