sebi:Order/AN/SM/2024-25/30538-30555
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Provisions invoked
- s. 15A
- s. 15
- s. 19
- s. 11B
- s. 11
- s. 15J
- s. 28A
- s. 248
- s. 560
Regulations
- Reg. 4
- Reg. 29
- Reg. 31
- Reg. 29(2)
- Reg. 30
- Reg. 30(2)
- Reg. 201
- Reg. 31(2)
- Reg. 4(1)(c)
- Reg. 6(2)
- Reg. 6(2)(a)
- Reg. 66
- Reg. 76(1)
Holding
The Adjudicating Officer held that Noticee 1 (Techindia Nirman Limited) violated Regulation 31 read with Regulation 4(1)(c), 4(1)(e) and 4(1)(i) of SEBI (LODR) Regulations, 2015 and Clause 35(b) of the erstwhile Listing Agreement by filing incorrect shareholding patterns; Noticee 3 (compliance officer) violated Regulation 6(2) read with Regulation 31 of LODR Regulations; Noticee 4 violated Regulation 29(2) read with 29(3) of SAST Regulations, 2011; and Noticees 4-7 and 9-18 violated Regulation 30(2) read with 30(3) of SAST Regulations, 2011 for failure to make annual disclosures.
Full text
___________________________________________________________________________________ Adjudication Order in respect of 18 entities in the matter of Techindia Nirman Limited Page 2 of 35
___________________________________________________________________________________ Adjudication Order in respect of 18 entities in the matter of Techindia Nirman Limited Page 3 of 35
___________________________________________________________________________________ Adjudication Order in respect of 18 entities in the matter of Techindia Nirman Limited Page 4 of 35
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