sebi:Order/AN/SM/2023-24/29951
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Provisions invoked
- s. 15
- s. 19
- s. 11B
- s. 12A
- s. 12
- s. 11
- s. 15H
- s. 15J
- s. 28A
- s. 15C
- s. 24
Regulations
- Reg. 3
- Reg. 2(1)(c)
- Reg. 200
- Reg. 2
- Reg. 3(a)
- Reg. 15(1)
- Reg. 21(1)
- Reg. 2(1)
- Reg. 201
- Reg. 15(9)
- Reg. 28(f)
- Reg. 2(1)(b)
Parties
- Capital Grow Financial Services (Proprietor Mr. Prashant Gole)
Holding
The dispositive portion of the order is not included in the provided text, so the final holding on whether the Noticee violated the cited provisions and the penalty imposed cannot be determined from the excerpt.
Full text
__________________________________________________________________________________ Adjudication Order in respect of Capital Grow Financial Services (Proprietor Mr. Prashant Gole) |Page 2 of 52
__________________________________________________________________________________ Adjudication Order in respect of Capital Grow Financial Services (Proprietor Mr. Prashant Gole) |Page 3 of 52
__________________________________________________________________________________ Adjudication Order in respect of Capital Grow Financial Services (Proprietor Mr. Prashant Gole) |Page 4 of 52
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Source: SecMarx — sebi:Order/AN/SM/2023-24/29951. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.