sebi:Order/AN/SM/2023-24/29099
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Facts / Headnote
Violations of Regulation 7(3) and Regulation 51(2) held established on the extract; final penalty determination not included in extract
Provisions invoked
- s. 15A
- s. 15
- s. 19
- s. 11B
- s. 11
- s. 15H
- s. 15J
- s. 28A
- s. 92
Regulations
- Reg. 15
- Reg. 27
- Reg. 7(3)
- Reg. 7(2)
- Reg. 51
- Reg. 51(1)
- Reg. 51(2)
- Reg. 201
- Reg. 57
- Reg. 52
- Reg. 4
- Reg. 33
- Reg. 6
- Reg. 52(1)
- Reg. 52(4)
- Reg. 52(8)
- Reg. 62
- Reg. 62(1)(b)
- Reg. 52(5)
- Reg. 52(7)
Parties
- Shapoorji Pallonji and Company Pvt. Ltd.
Holding
The Adjudicating Officer held that the Noticee violated Regulation 7(3) by filing compliance certificates signed by a whole-time director instead of the Compliance Officer, and violated Regulation 51(2) by failing to promptly disclose two revisions in its NCD credit ratings to the stock exchange.
Full text
__________________________________________________________________________________ Adjudication Order in the matter of Shapoorji Pallonji and Company Pvt. Ltd.
__________________________________________________________________________________ Adjudication Order in the matter of Shapoorji Pallonji and Company Pvt. Ltd.
__________________________________________________________________________________ Adjudication Order in the matter of Shapoorji Pallonji and Company Pvt. Ltd.
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