sebi:Order/AN/RG/2024-25/30414
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalty imposed on the Noticee for violations of Sections 11C(2), 11C(3) and 11C(5) of the SEBI Act, 1992
Provisions invoked
- s. 11B
- s. 11
- s. 15A
- s. 15
- s. 15H
- s. 15J
- s. 11C
- s. 12
- s. 15F
- s. 28A
Parties
- Mr. Rajat Mishra
Holding
The Noticee, Mr. Rajat Mishra, was held to have violated Sections 11C(2), 11C(3) and 11C(5) of the SEBI Act, 1992 by failing to furnish information and failing to appear before the Investigating Authority, and a penalty of Rs. 20,00,000/- was imposed (Rs. 10,00,000/- under Section 15A(a) and Rs. 10,00,000/- under Section 15HB).
Full text
Adjudication order in the matter of insider trading by certain entities in the scrip of Hindustan Aeronautics Limited Page 2 of 12
Adjudication order in the matter of insider trading by certain entities in the scrip of Hindustan Aeronautics Limited Page 3 of 12
Adjudication order in the matter of insider trading by certain entities in the scrip of Hindustan Aeronautics Limited Page 4 of 12
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Source: SecMarx — sebi:Order/AN/RG/2024-25/30414. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.