sebi:Order/AN/AK/2023-24/30166
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Facts / Headnote
Held liable for violation; penalty to be imposed
Provisions invoked
- s. 11B
- s. 11
- s. 15A
- s. 15
- s. 19
- s. 11(3)
- s. 11(2)
- s. 15J
- s. 15F
- s. 28A
Parties
- Heet Manish Bapna alias Heet Manish Bafna (Proprietor of Standard Chartists)
Holding
The Noticee failed to comply with the summonses dated May 23, 2022 and June 13, 2022, thereby hampering SEBI's examination. The Noticee was held to have violated Section 11(2)(ia) read with Section 11(3)(ii) of the SEBI Act, 1992.
Full text
Adjudication Order in the matter of examination of complaint against Heet Manish Bapna alias Heet Manish Bafna (Proprietor of Standard Chartists) Page 2 of 23
Adjudication Order in the matter of examination of complaint against Heet Manish Bapna alias Heet Manish Bafna (Proprietor of Standard Chartists) Page 3 of 23
Adjudication Order in the matter of examination of complaint against Heet Manish Bapna alias Heet Manish Bafna (Proprietor of Standard Chartists) Page 4 of 23
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Source: SecMarx — sebi:Order/AN/AK/2023-24/30166. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.