sebi:Order/AK/VP/2022-23/21949
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Facts / Headnote
Violations established; monetary penalty imposed under section 15HB of the SEBI Act
Provisions invoked
- s. 15H
- s. 15J
- s. 14(3)
- s. 14
Regulations
- Reg. 71
- Reg. 13
- Reg. 14
- Reg. 14(1)
- Reg. 14(3)
- Reg. 14(2)(h)
- Reg. 54(5)
- Reg. 53A
- Reg. 39
- Reg. 40
- Reg. 40(3)
- Reg. 199
- Reg. 74(5)
Parties
- Maheshwari Datamatics Private Limited
Holding
The Adjudicating Officer found that Maheshwari Datamatics Private Limited committed violations of Regulation 40(3) of LODR Regulations, Clause 2(vii) of RRTI Circular No.1 (94-95), RRTI Circular no.1 (2000-2001), SEBI circular CIR/MIRSD/8/2012, RRTI Circular No.1 (99-2000), and Clauses 1, 2, 3 & 5 of the Code of Conduct under Regulation 13 of RTA Regulations, and imposed a monetary penalty commensurate with the violations under section 15HB of the SEBI Act.
Full text
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Source: SecMarx — sebi:Order/AK/VP/2022-23/21949. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.