sebi:Order/AK/RK/2025-26/32332
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Facts / Headnote
Penalty imposed on the Noticee for violation of PFUTP Regulations
Provisions invoked
- s. 15
- s. 11B
- s. 11
- s. 15H
- s. 15J
Regulations
- Reg. 4
- Reg. 3
- Reg. 4(1)
- Reg. 3(a)
- Reg. 26
Parties
- Diganta Agencies Pvt Ltd
Holding
The Noticee, Diganta Agencies Pvt Ltd, was found to have violated Regulations 3(a), (b), (c), (d), 4(1) and 4(2)(a) of the PFUTP Regulations by executing 20 non-genuine reversal trades in 3 stock option contracts, and a penalty of Rs. 5,00,000 was imposed under Section 15HA of the SEBI Act.
Full text
Adjudication Order in respect of Diganta Agencies Pvt Ltd in the matter of Illiquid Stock Options on BSE Page 2 of 15 APPOINTMENT OF ADJUDICATING OFFICER
Adjudication Order in respect of Diganta Agencies Pvt Ltd in the matter of Illiquid Stock Options on BSE Page 3 of 15 settle the matter which will ameliorate the harassment of penalty proceedings to the noticees and at the same time would help to clear the backlog of these pending matters before various AOs.” (Emphasis Supplied)
Adjudication Order in respect of Diganta Agencies Pvt Ltd in the matter of Illiquid Stock Options on BSE Page 4 of 15 7. Pursuant to the above, vide public notice dated November 21, 2022, it was advertised/ informed that “Considering the interest of entities in availing the Scheme, the competent authority has extended the period of the Scheme till January 21, 2023””
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Source: SecMarx — sebi:Order/AK/RK/2025-26/32332. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.