sebi:Order/AK/DS/2026-27/32446
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Facts / Headnote
Alleged violations found established; penalty determination not stated in the provided excerpt
Provisions invoked
- s. 15
- s. 12A
- s. 15H
- s. 15J
Regulations
- Reg. 3
- Reg. 4(2)
- Reg. 3(a)
- Reg. 24
- Reg. 4(2)(k)
- Reg. 28(2)
- Reg. 24(2)
Parties
- OnePaper Research Analysts Private Limited
Holding
The Noticee was found to have violated the advertisement code, PFUTP Regulations (including mis-selling under Regulation 4(2)(s)), and the Code of Conduct under Regulation 24(2) of the RA Regulations by providing assurances of returns/loss recovery to clients and failing to maintain call records and adequate internal controls.
Full text
Adjudication Order in the matter of OnePaper Research Analysts Private Limited Page 2 of 28 Act”) and Rule 3 of SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 (hereinafter referred to as “SEBI Adjudication Rules”) to inquire into and adjudge u/s 15EB and 15HA of SEBI Act, the alleged violations committed by the Noticee. Subsequently, on transfer, the undersigned was appointed as AO vide
Adjudication Order in the matter of OnePaper Research Analysts Private Limited Page 3 of 28 Sr. No. Documents / Information sought by the Noticee Response provided to the Noticee 2 Copy of the action matrix recommended by the inspecting officers for the surprise inspection and the approval by the Whole Time Members sought is internal to SEBI, and is prior to conduct of inspection. Thus, it bears no relevance to the findings of inspection and
Adjudication Order in the matter of OnePaper Research Analysts Private Limited Page 4 of 28 made submissions on merits of the case, and expressed its intention to file settlement application. Subsequently, vide letter dated September 10, 2025, the Noticee was informed that its settlement application has been rejected. In view of the same, the instant proceedings were resumed, and in the interest of natural justice, the Noticee was granted an opportunity of personal hearing. Vide hearing notice dated September 19, 2025, the Noticee was granted an opportunity of hearing on October 01, 2025.
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Source: SecMarx — sebi:Order/AK/DS/2026-27/32446. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.