sebi:Order/AK/BS/2022-23/28578

SEBI · SEBI · 2021-07-06 · Amit Kapoor, Adjudicating Officer

This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.

Facts / Headnote

Adjudication proceedings abated; Show Cause Notice dated November 25, 2021 disposed of without going into merits

Provisions invoked

Regulations

Parties

Holding

The adjudication proceedings against the deceased Noticee are liable to be abated without going into the merits of the case, and the Show Cause Notice dated November 25, 2021 issued against her is disposed of accordingly.

Full text

Adjudication Order in respect of Late Rukmini Devi Agarwal in the matter of dealing in Illiquid options on the BSE Page 2 of 4 / rights in the contracts. These factors indicated that these trades were allegedly artificial and non- genuine in nature.

Adjudication Order in respect of Late Rukmini Devi Agarwal in the matter of dealing in Illiquid options on the BSE Page 3 of 4 Scheme, 2022, Noticee was advised to file a reply to the SCN within 30 days of the receipt of the SCN.

Adjudication Order in respect of Late Rukmini Devi Agarwal in the matter of dealing in Illiquid options on the BSE Page 4 of 4

You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.

Free accounts include 10 searches/day with full order access.

Analyse this matter in Ontology · Plans

Source: SecMarx — sebi:Order/AK/BS/2022-23/28578. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.