sebi:Order/AK/AS/2023-24/26271
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Facts / Headnote
Violation established; penalty of Rs 5,00,000 imposed under Section 15HA of SEBI Act
Provisions invoked
- s. 15
- s. 15H
- s. 15J
- s. 28A
Regulations
- Reg. 3
- Reg. 2(1)(c)
- Reg. 4(2)
- Reg. 3(a)
- Reg. 26
- Reg. 34
- Reg. 2(1)(c)(2)
- Reg. 2(1)(c)(7)
- Reg. 2(1)(c)(8)
Parties
- Sriyans Rocks & Granite Pvt Ltd
Holding
The Noticee executed non-genuine reversal trades in illiquid stock options at BSE in violation of Regulations 3(a), (b), (c), (d), 4(1) and 4(2)(a) of the PFUTP Regulations and is liable for monetary penalty under Section 15HA of the SEBI Act. A penalty of Rs 5,00,000 is imposed on Sriyans Rocks & Granite Pvt Ltd.
Full text
Adjudication Order in respect of Sriyans Rocks & Granite Pvt Ltd in the matter of dealings in Illiquid Stock Options at BSE
Adjudication Order in respect of Sriyans Rocks & Granite Pvt Ltd in the matter of dealings in Illiquid Stock Options at BSE
Adjudication Order in respect of Sriyans Rocks & Granite Pvt Ltd in the matter of dealings in Illiquid Stock Options at BSE
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