sebi:Order/AA/MG/2020-21/8142-43
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Adjudication proceedings against the Noticees vide SCN dated December 30, 2019 stands disposed of without any penalty
Provisions invoked
- s. 19
- s. 12A
- s. 12
- s. 15H
- s. 15I
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 3(a)
Parties
- Setu Securities Private Limited
- Mansi Share & Stock Advisors Private Limited
Holding
The charges of creating misleading appearance of trading and manipulating the price in the scrip of OCL against Setu Securities Private Limited and Mansi Share & Stock Advisors Private Limited were not established. The adjudication proceedings initiated vide SCN dated December 30, 2019 were disposed of without any penalty.
Full text
________________________________________________________________________ In the matter of OCL India Limited Page 2 of 17
________________________________________________________________________ In the matter of OCL India Limited Page 3 of 17
________________________________________________________________________ In the matter of OCL India Limited Page 4 of 17
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:Order/AA/MG/2020-21/8142-43. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.