sebi:Order/AA/MG/2020-21/7502
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Facts / Headnote
Show Cause Notice dated November 01, 2013 disposed of without imposing any penalty
Provisions invoked
- s. 15H
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 3(a)
Parties
- Shri Bharatkumar Baldevbhai Parmar
Holding
The Adjudicating Officer held that the charges against the Noticee Shri Bharatkumar Baldevbhai Parmar for violating Regulations 3(a), (b), (c), (d), 4(1) and 4(2)(a), (b), (e) & (g) of the PFUTP Regulations were not established, and disposed of the SCN without imposing any penalty.
Full text
________________________________________________________________________ In the matter of Gemstone Investments Limited Page 2 of 11
________________________________________________________________________ In the matter of Gemstone Investments Limited Page 3 of 11
________________________________________________________________________ In the matter of Gemstone Investments Limited Page 4 of 11
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Source: SecMarx — sebi:Order/AA/MG/2020-21/7502. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.