sebi:Order/AA/MG/2019-20/7063
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Facts / Headnote
SCN dated December 04, 2013 disposed off without imposing any penalty
Provisions invoked
- s. 15H
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 3(a)
Parties
- Shri Santosh Maruti Patil
Holding
The charges that Shri Santosh Maruti Patil violated Regulations 3(a), (b), (c), (d), 4(1) and 4(2)(a), (b), (e) and (g) of the PFUTP Regulations by creating artificial volume were held not established, and the adjudication proceedings initiated vide SCN dated December 04, 2013 were disposed off without imposing any penalty.
Full text
________________________________________________________________________ In the matter of Spectacle Industries Limited Page 2 of 17 (now known as Spectacle Ventures Limited)
________________________________________________________________________ In the matter of Spectacle Industries Limited Page 3 of 17 (now known as Spectacle Ventures Limited)
________________________________________________________________________ In the matter of Spectacle Industries Limited Page 4 of 17 (now known as Spectacle Ventures Limited)
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Source: SecMarx — sebi:Order/AA/MG/2019-20/7063. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.