sebi:Order/AA/MG/2019-20/4462
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Facts / Headnote
Violation established; monetary penalty of Rs. 2,00,000 imposed under Section 15A(b) of the SEBI Act
Provisions invoked
- s. 15A
- s. 15
- s. 19
- s. 15J
- s. 15F
- s. 28A
- s. 15I(1)
Regulations
- Reg. 13
- Reg. 13(6)
- Reg. 13(5)
Parties
- Desai Finwealth Investments Securities Private Limited
Holding
The Noticee, a promoter of Onward Technologies Limited, violated Regulation 13(4A) read with Regulation 13(5) of the PIT Regulations, 1992 on three occasions. A monetary penalty of Rs. 2,00,000 was imposed under Section 15A(b) of the SEBI Act, 1992.
Full text
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Source: SecMarx — sebi:Order/AA/MG/2019-20/4462. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.