sebi:Order/AA/AR/2019-20/5277
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Adjudication proceedings initiated vide SCN dated December 13, 2018 disposed of with no violation established and no penalty imposed
Provisions invoked
- s. 15
- s. 12A
- s. 12
- s. 23
- s. 23H
Regulations
- Reg. 3
- Reg. 3(d)
- Reg. 26(2)
Parties
- Mr. Umesh Jain
Holding
The adjudication proceedings against Mr. Umesh Jain, CTO of NSE, were disposed of as the alleged violations of Regulation 26(2) of SECC Regulations, Regulations 3(d) and 4(1) of PFUTP Regulations read with Section 12A(c) of SEBI Act were not established.
Full text
_________________________________________________________________ Adjudication Order in the matter of NSE Colo – Dark Fibre Page 2 of 14
_________________________________________________________________ Adjudication Order in the matter of NSE Colo – Dark Fibre Page 3 of 14
_________________________________________________________________ Adjudication Order in the matter of NSE Colo – Dark Fibre Page 4 of 14
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:Order/AA/AR/2019-20/5277. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.