sebi:ORDER/VV/NK/2021-22/14689
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Facts / Headnote
Adjudication proceedings against Noticee disposed of without imposition of any penalty
Provisions invoked
- s. 15
- s. 19
- s. 15H
Regulations
- Reg. 4
- Reg. 3
- Reg. 200
- Reg. 3(a)
Parties
- Falgooni Naresh Kumar Shah
Holding
The Adjudicating Officer held that the charge of violating Regulations 3(a),(b),(c),(d), 4(1), 4(2)(a) and 4(2)(e) of the PFUTP Regulations against Falgooni Naresh Kumar Shah was not established, and disposed of the adjudication proceedings without imposing any penalty.
Full text
Adjudication Order in respect of Falgooni Naresh Kumar Shah in the matter of trading in the scrip of Nouveau Global Ventures Ltd Page 2 of 17
Adjudication Order in respect of Falgooni Naresh Kumar Shah in the matter of trading in the scrip of Nouveau Global Ventures Ltd Page 3 of 17
Adjudication Order in respect of Falgooni Naresh Kumar Shah in the matter of trading in the scrip of Nouveau Global Ventures Ltd Page 4 of 17
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Source: SecMarx — sebi:ORDER/VV/NK/2021-22/14689. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.