sebi:ORDER/VV/NK/2020-21/10230
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalty imposed on Noticee for non-compliance of summons
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15I
- s. 15J
- s. 11C
- s. 15F
- s. 28A
Regulations
- Reg. 2
Parties
- Mrs. Mamta Agarwal
Holding
The Noticee violated Section 11C(5) of the SEBI Act, 1992 by failing to provide required information before the Investigating Officer on November 05, 2019 and failing to appear before the Investigating Officer on November 28, 2019, and a penalty of Rs. 2,00,000 was imposed under Section 15HB of the SEBI Act.
Full text
Adjudication Order in respect of Mrs. Mamta Agarwal in the matter of Manpasand Beverages Limited Page 2 of 19 Date Buy Qty Wt. Avg. Buy Price(in `) Sell Qty Wt. Avg Sell Price(in `) Prior to UPSI period(April, 02, 2018 - May, 09, 2018) No trades observed related to MBL During UPSI Period(May, 10, 2018 - May, 27, 2018) 14 May 2018 0 0 8630 396.01 Post UPSI Period(May, 28, 2018 - June, 29, 2018) No trades observed related to MBL
Adjudication Order in respect of Mrs. Mamta Agarwal in the matter of Manpasand Beverages Limited Page 3 of 19 connection with insider (term “insider” as defined under Regulation 2 (1) (g) of PIT Regulations) through the statement recording of Noticee.
Adjudication Order in respect of Mrs. Mamta Agarwal in the matter of Manpasand Beverages Limited Page 4 of 19 received by SEBI on September 23, 2019 expressed her inability to appear before the Investigating officer due to health issues.
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:ORDER/VV/NK/2020-21/10230. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.