sebi:ORDER/SS/SK/2019-20/6370
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Monetary penalty of Rs. 2,00,000 imposed on the Noticee under section 15C of the SEBI Act; charge under section 15A(a) not sustained.
Provisions invoked
- s. 15A
- s. 15
- s. 15H
- s. 15I
- s. 15J
- s. 15F
- s. 28A
- s. 15C
Parties
- Global Securities Limited
Holding
The Noticee was held liable for failure to redress nineteen investor complaints within the time specified by SEBI, attracting penalty under section 15C of the SEBI Act, and a monetary penalty of Rs. 2,00,000 was imposed. The charge under section 15A(a) of the SEBI Act was not sustained.
Full text
__________________________________________________________________________________ Adjudication Order in the matter of Global Securities Limited
__________________________________________________________________________________ Adjudication Order in the matter of Global Securities Limited
__________________________________________________________________________________ Adjudication Order in the matter of Global Securities Limited
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Source: SecMarx — sebi:ORDER/SS/SK/2019-20/6370. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.