sebi:ORDER/SBM/AK/2021-22/15566
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Facts / Headnote
Adjudication proceedings disposed of; no penalty imposed
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15I
- s. 58
- s. 56
- s. 58(1)
Regulations
- Reg. 4(1)
- Reg. 3(a)
Parties
- Antra Security Services Private Limited
Holding
The adjudication proceedings initiated against Antra Security Services Private Limited vide SCN dated February 17, 2022 were disposed of without penalty, on the ground that the Noticee had been converted to a Limited Liability Partnership and stood dissolved as a legal entity on December 09, 2016, and was not in existence when the proceedings were initiated.
Full text
_____________________________________________________________________________ Adjudication order in respect of Antra Security Services Private Limited in the matter of Illiquid Stock Options at BSE Page 2 of 5
_____________________________________________________________________________ Adjudication order in respect of Antra Security Services Private Limited in the matter of Illiquid Stock Options at BSE Page 3 of 5
_____________________________________________________________________________ Adjudication order in respect of Antra Security Services Private Limited in the matter of Illiquid Stock Options at BSE Page 4 of 5
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Source: SecMarx — sebi:ORDER/SBM/AK/2021-22/15566. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.