sebi:ORDER/MS/SB/2018-19/747
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalty of Rs. 60,000 imposed under Section 15HB of the SEBI Act for failure to obtain SCORES authentication within stipulated time
Provisions invoked
- s. 15
- s. 15H
Parties
- Rock Chemicals & Phosphate Ltd
Holding
The noticee, a listed company, failed to obtain SCORES authentication by the September 14, 2012 deadline and complied only on February 04, 2015, rendering it liable under Section 15HB of the SEBI Act. A penalty of Rs. 60,000 was imposed.
Full text
__________________________________________________________________________________ Adjudication Order in the matter of Rock Chemicals & Phosphates Ltd
__________________________________________________________________________________ Adjudication Order in the matter of Rock Chemicals & Phosphates Ltd
__________________________________________________________________________________ Adjudication Order in the matter of Rock Chemicals & Phosphates Ltd
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Source: SecMarx — sebi:ORDER/MS/SB/2018-19/747. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.