sebi:ORDER/JK/GN/2022-23/22946
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Facts / Headnote
abated
Provisions invoked
- s. 15H
- s. 15I
Parties
- Mr. Om Prakash Chhawchharia
Holding
The adjudication proceedings against Mr. Om Prakash Chhawchharia were abated without going into the merits following his death on March 23, 2022, and the SCN dated September 9, 2021 was disposed of accordingly.
Full text
______________________________________________________________________________________ Adjudication Order in respect of Mr. Om Prakash Chhawchharia in the matter of dealing in Illiquid Stock Options at BSE. Page 2 of 3
______________________________________________________________________________________ Adjudication Order in respect of Mr. Om Prakash Chhawchharia in the matter of dealing in Illiquid Stock Options at BSE. Page 3 of 3
SHOW CAUSE NOTICE, REPLY AND HEARING 4. Accordingly, in terms of Rule 4(1) of the Adjudication Rules read with Section 15I of the SEBI Act, a notice to show cause no. SEBI/HO/IVD/ID11/P/OW/2021/0000023312/5 dated September 09, 2021 (hereinafter referred to as ‘SCN’), was issued to the Noticee calling upon him to show cause as to why an inquiry should not be held against him in terms of Rule 4 of the Adjudication Rules and why penalty be not imposed under Section 15HA of the SEBI Act for the aforesaid alleged violations. The SCN was issued by speed post and a scan copy was also sent vide email dated September 13, 2021 to the Noticee on e-mail id - sitcosoap@gmail.com. The appointment order of the AO dated July 06, 2021, was also provided along with the SCN.
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Source: SecMarx — sebi:ORDER/JK/GN/2022-23/22946. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.