sebi:ORDER/BM/DS/2021-22/14341

SEBI · SEBI · 2021-10-01 · Barnali Mukherjee, Adjudicating Officer

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Facts / Headnote

SCN dated February 11, 2020 disposed of without imposition of penalty

Provisions invoked

s. 11
s. 15A
s. 15
s. 15J
s. 11C
s. 11C(3)

Regulations

Reg. 7(2)(a)
Reg. 201

Parties

Ms. Mrudula Bhikhubhai Patel

Holding

The Adjudicating Officer held that the Noticee had not violated Regulation 7(2)(a) of the SEBI PIT Regulations, 2015 and disposed of the SCN dated February 11, 2020 without imposing any penalty under Section 15A(a) and Section 15A(b) of the SEBI Act.

Full text

___________________________________________________________________ Adjudication Order in the matter of Oasis Tradelink Limited Page 2 of 15

___________________________________________________________________ Adjudication Order in the matter of Oasis Tradelink Limited Page 3 of 15

___________________________________________________________________ Adjudication Order in the matter of Oasis Tradelink Limited Page 4 of 15

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Source: SecMarx — sebi:ORDER/BM/DS/2021-22/14341. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.