sebi:ORDER/AP/SK/2020-21/9435
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Facts / Headnote
Penalty imposed on the Noticee for failure to make disclosures under the PIT Regulations
Provisions invoked
- s. 15A
- s. 15
- s. 15I
- s. 15J
- s. 15F
- s. 28A
Regulations
- Reg. 13
- Reg. 13(5)
- Reg. 12
Parties
- Prerna Trust
Holding
The Noticee, Prerna Trust, violated Regulation 13(2A) and Regulation 13(4A) read with 13(5) of the PIT Regulations read with Regulation 12 of the 2015 PIT Regulations by failing to make requisite disclosures to the company and stock exchanges upon acquiring shares of Unisys on October 01, 2011. A consolidated monetary penalty of ₹1,00,000 was imposed under Section 15A(b) of the SEBI Act.
Full text
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Source: SecMarx — sebi:ORDER/AP/SK/2020-21/9435. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.