sebi:ORDER/AP/SK/2020-21/10830
Facts / Headnote
Monetary penalty of Rs. 2,00,000 imposed on the Noticee under Section 15A(b) of the SEBI Act
Provisions invoked
- s. 15A
- s. 15
- s. 15I
- s. 15J
- s. 15F
- s. 28A
Regulations relied on
- SEBI (SAST) Regulations, 2011 — 31(1)
- SEBI (SAST) Regulations, 2011 — 31(3)
Parties
- Mr. Shiv Shankar Taparia
Holding
The Noticee, being a promoter, pledged 65,300 shares on October 27, 2016 and failed to disclose the creation of pledge to BSE under Regulation 31(1) read with 31(3) of SAST Regulations, and a monetary penalty of Rs. 2,00,000 under Section 15A(b) was imposed.
Full text
______________________________________________________________________________________ Adjudication Order in respect of Mr. Shiv Shankar Taparia in the matter of Cosboard Page 2 of 6
______________________________________________________________________________________ Adjudication Order in respect of Mr. Shiv Shankar Taparia in the matter of Cosboard Page 3 of 6
______________________________________________________________________________________ Adjudication Order in respect of Mr. Shiv Shankar Taparia in the matter of Cosboard Page 4 of 6
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Source: SecMarx — sebi:ORDER/AP/SK/2020-21/10830. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.