sebi:ORDER/AP/AS/2020-21/10168

SEBI · SEBI · 2016-08-18 · Amit Pradhan, Adjudicating Officer

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Proceedings abated qua the Noticee; SCN dated May 31, 2017 disposed of without going into merits

Provisions invoked

s. 12A
s. 15H
s. 15I
s. 23A
s. 23I
s. 21

Regulations relied on

Equity Listing Agreement
SEBI (ICDR) Regulations, 2009 — 2(vii)(g)
SEBI (PFUTP) Regulations, 2003 — 4(2)(f)

Parties

Mr. Abhijeet Dwarkadas Daga

Holding

The adjudication proceedings against Mr. Abhijeet Dwarkadas Daga are abated due to his death on March 13, 2017, and the SCN dated May 31, 2017 is disposed of without going into the merits qua him.

Full text

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______________________________________________________________________________________ Adjudication Order in respect of Mr. Abhijeet Dwarkadas Daga Page 3 of 4

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Source: SecMarx — sebi:ORDER/AP/AS/2020-21/10168. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.