sebi:MRD/AO/AP/SS/2021-22/12513
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Adjudication proceedings abated; no penalty imposed
Provisions invoked
- s. 15
- s. 15H
Parties
- Radha Goenka
Holding
The adjudication proceedings initiated against the Noticee, Late Mrs. Radha Goenka, are abated without going into the merits of the case, and no penalty is imposed on the deceased Noticee.
Full text
Adjudication Order in respect of Radha Goenka in the matter of dealings in Illiquid Stock Options at the BSE Page 2 of 3
Adjudication Order in respect of Radha Goenka in the matter of dealings in Illiquid Stock Options at the BSE Page 3 of 3
(Prohibition of Fraudulent and Unfair Trading Practices related to Securities Markets) Regulations, 2003 (hereinafter referred to as “ PFUTP Regulations, 2003”). APPOINTMENT OF ADJUDICATING OFFICER
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Source: SecMarx — sebi:MRD/AO/AP/SS/2021-22/12513. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.