sebi:MC/DPS/2018-19/61
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Pending adjudication proceedings disposed of in terms of settlement
Provisions invoked
- s. 15H
- s. 15I
- s. 23D
Regulations
- Reg. 9(f)
- Reg. 17
- Reg. 25
- Reg. 26
- Reg. 23(1)
- Reg. 15(1)
Parties
- M/s Edelweiss Securities Limited
Holding
Pending adjudication proceedings initiated against M/s Edelweiss Securities Limited under Show Cause Notice dated June 18, 2018 are disposed of upon acceptance of settlement terms and receipt of Rs. 35,31,537.
Full text
BEFORE THE ADJUDICATING OFFICER SECURITIES AND EXCHANGE BOARD OF INDIA SETTLEMENT ORDER NO. MC/DPS/2018-19/61 SETTLEMENT ORDER On the Application No. 3595 of 2018 Submitted by M/s Edelweiss Securities Limited In the matter of M/s Edelweiss Securities Limited
Settlement Order in respect of M/s Edelweiss Securities Limited in the matter of M/s Edelweiss Securities Limited Page 2 of 4
Settlement Order in respect of M/s Edelweiss Securities Limited in the matter of M/s Edelweiss Securities Limited Page 3 of 4
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Source: SecMarx — sebi:MC/DPS/2018-19/61. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.