sebi:MC/AO-05/2012
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Facts / Headnote
Violation of Regulations 4(1) and 4(2)(a) of PFUTP Regulations held established with penalty of Rs.40,000 under Section 15HA imposed; charge under Section 11C(3) read with 11C(2) held not established
Provisions invoked
- s. 15
- s. 15H
- s. 15J
- s. 12
- s. 11C(3)
Regulations
- Reg. 3
- Reg. 4
- Reg. 4(1)
- Reg. 200
Parties
- Vipul Jain
Holding
Mr. Vipul Jain was held to have violated Regulations 4(1) and 4(2)(a) of the SEBI (PFUTP) Regulations, 2003 and was imposed a penalty of Rs.40,000 under Section 15HA of the SEBI Act, 1992. The charge of violation of Section 11C(3) read with 11C(2) of the SEBI Act was held not established.
Full text
Adjudication Order in respect of Vipul Jain in the matter of E.Star Infotech Ltd. March 22, 2012 Order No. MC/AO- 05/2012 Page 2 of 7
Adjudication Order in respect of Vipul Jain in the matter of E.Star Infotech Ltd. March 22, 2012 Order No. MC/AO- 05/2012 Page 3 of 7
Adjudication Order in respect of Vipul Jain in the matter of E.Star Infotech Ltd. March 22, 2012 Order No. MC/AO- 05/2012 Page 4 of 7
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Source: SecMarx — sebi:MC/AO-05/2012. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.