sebi:EAD-9/SM/121/2018
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Facts / Headnote
Violation found; monetary penalty of Rs.3,00,000 imposed on Shweta
Provisions invoked
- s. 15A
- s. 15
- s. 15J
- s. 15F
Regulations
- Reg. 199
- Reg. 13(1)
- Reg. 7(1)
- Reg. 201
- Reg. 35
Parties
- Shweta Dhiren Agrawal
Holding
Shweta Dhiren Agrawal was held guilty of violating Regulations 7(1) read with 7(2) of SAST Regulations, 1997 and Regulations 13(1) and 13(3) read with 13(5) of PIT Regulations, 1992, and a monetary penalty of Rs.3,00,000 under Section 15A(b) of the SEBI Act was imposed.
Full text
In the matter of Parichay Investments Ltd against Shweta Dhiren Agrawal Page 2 of 7 5 In this order wherever SAST Regulations, 1997 is mentioned it should be referred to as SAST Regulations, 1997 read with Regulation 35 of SEBI (Acquisition of Shares and Takeovers) Regulations, 2011.
In the matter of Parichay Investments Ltd against Shweta Dhiren Agrawal Page 3 of 7 11 However, till the date of passing this Order Shweta/AR had not made any additional
In the matter of Parichay Investments Ltd against Shweta Dhiren Agrawal Page 4 of 7 Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997, any reference thereto in any other regulations made, guidelines or circulars issued thereunder by the Board shall be deemed to be a reference to the corresponding provisions of these regulations.
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Source: SecMarx — sebi:EAD-9/SM/121/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.