sebi:EAD-7/BJD/BKM/93/2018-19
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Facts / Headnote
Proceedings abated due to death of Noticee; SCN dated October 31, 2017 disposed of accordingly with no penalty imposed
Provisions invoked
- s. 15
- s. 19
- s. 12
- s. 25
- s. 58A
- s. 58
- s. 26
Regulations
- Reg. 2(1)(c)
- Reg. 200
- Reg. 3(b)
Parties
- Shri D. V. Vakharia
Holding
The adjudication proceedings against Shri D. V. Vakharia, in his capacity as sole proprietor and as partner of M/s PHD & Associates, stand abated upon his death on May 25, 2018, and the SCN dated October 31, 2017 is disposed of accordingly without imposition of penalty.
Full text
____________________________________________________________________________________ Adjudication Order against Shri D. V. Vakharia, (Since Deceased) in the matter of Inventure Growth and Securities Limited Page 2 of 8
____________________________________________________________________________________ Adjudication Order against Shri D. V. Vakharia, (Since Deceased) in the matter of Inventure Growth and Securities Limited Page 3 of 8
____________________________________________________________________________________ Adjudication Order against Shri D. V. Vakharia, (Since Deceased) in the matter of Inventure Growth and Securities Limited Page 4 of 8
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Source: SecMarx — sebi:EAD-7/BJD/BKM/93/2018-19. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.