sebi:EAD-7/BJD/BKM/124-125/2018-19
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Facts / Headnote
Allegations of violation of PFUTP Regulations against Chandarana and of Clause A(2) of Code of Conduct against Marwadi not established; no penalty imposed
Provisions invoked
- s. 15
- s. 19
- s. 12A
- s. 15H
- s. 15J
Regulations
- Reg. 7
- Reg. 2(c)
- Reg. 3
- Reg. 4
- Reg. 4(2)
- Reg. 3(a)
- Reg. 3(b)
Parties
- Chandarana Intermediaries Brokers Pvt. Ltd
- Marwadi Shares & Finance Ltd
Holding
The Adjudicating Officer concluded that the allegations of violation of PFUTP Regulations by Chandarana and of Clause A(2) of the Code of Conduct by Marwadi did not stand established, and no penalty was imposed.
Full text
Adjudication Order against Chandarana Intermediaries Brokers Pvt. Ltd And Marwadi Shares & Finance Ltd in the matter of Inventure Growth and Securities Limited Page 2 of 24
Adjudication Order against Chandarana Intermediaries Brokers Pvt. Ltd And Marwadi Shares & Finance Ltd in the matter of Inventure Growth and Securities Limited Page 3 of 24
Adjudication Order against Chandarana Intermediaries Brokers Pvt. Ltd And Marwadi Shares & Finance Ltd in the matter of Inventure Growth and Securities Limited Page 4 of 24
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Source: SecMarx — sebi:EAD-7/BJD/BKM/124-125/2018-19. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.