sebi:EAD-3/JS/GSS/1400-1402/2018-19
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Facts / Headnote
Penalty imposed on all three Noticees for violation of SEBI PFUTP Regulations, 2003
Provisions invoked
- s. 15
- s. 15H
- s. 27
- s. 15I
- s. 15J
- s. 15F
Regulations
- Reg. 3
Parties
- M/s. Regency Hospital Limited
- Dr. Atul Kapoor
- Dr. Rashmi Kapoor
Holding
The Noticees (Regency Hospital Limited and its Managing Director Dr. Atul Kapoor and Whole Time Director Dr. Rashmi Kapoor) were held to have violated Regulation 3(a), (b), (c), (d) and 4(1), 4(2)(a), (d), (e) of SEBI PFUTP Regulations, 2003, and penalties of Rs. 15,00,000/- on the company and Rs. 25,00,000/- each on the two directors were imposed under Section 15HA of the SEBI Act.
Full text
ADJUDICATION ORDER NO. EAD-3/JS/GSS/1400-1402 /2018-19 Adjudication Order in the matter of Regency Hospital Limited Page 2 of 19
ADJUDICATION ORDER NO. EAD-3/JS/GSS/1400-1402 /2018-19 Adjudication Order in the matter of Regency Hospital Limited Page 3 of 19
ADJUDICATION ORDER NO. EAD-3/JS/GSS/1400-1402 /2018-19 Adjudication Order in the matter of Regency Hospital Limited Page 4 of 19
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Source: SecMarx — sebi:EAD-3/JS/GSS/1400-1402/2018-19. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.