sebi:EAD-2/SS/SK/2019-20/4202-4206
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Facts / Headnote
Show cause notice disposed of; no monetary penalty imposed on any of the five Noticees
Provisions invoked
- s. 11B
- s. 11
- s. 15
- s. 19
- s. 12A
- s. 15H
- s. 15J
- s. 23H
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 26(2)
- Reg. 49
Parties
- Subramanian Anand
- Ravi Apte
- Umesh Jain
- Mahesh Soparkar
- Deviprasad Singh
Holding
The Adjudicating Officer held that no monetary penalty should be imposed on any of the five Noticees (Subramanian Anand, Ravi Apte, Umesh Jain, Mahesh Soparkar, Deviprasad Singh) in the NSE co-location matter, and disposed of the show cause notice accordingly.
Full text
______________________________________________________________________________________ Adjudication Order in respect of five entities in the matter of NSE Co-location Page 2 of 6 (Ref No.: EAD-2/SS/SK/34/70-74/2019-20)
______________________________________________________________________________________ Adjudication Order in respect of five entities in the matter of NSE Co-location Page 3 of 6 (Ref No.: EAD-2/SS/SK/34/70-74/2019-20)
______________________________________________________________________________________ Adjudication Order in respect of five entities in the matter of NSE Co-location Page 4 of 6 (Ref No.: EAD-2/SS/SK/34/70-74/2019-20)
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Source: SecMarx — sebi:EAD-2/SS/SK/2019-20/4202-4206. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.