sebi:EAD-2/DSR/VS/797/2017
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Facts / Headnote
Monetary penalty of Rs. 1,00,000 imposed under Section 15A(b) of SEBI Act, 1992
Provisions invoked
- s. 15A
- s. 15
- s. 15J
- s. 15F
Regulations
- Reg. 30(1)
- Reg. 201
Parties
- Mr. Sanjay Madanlal Chouhan
Holding
The Noticee violated Regulation 30(1) and 30(2) read with 30(3) of SAST Regulations, 2011 by delayed disclosure, and a monetary penalty of Rs. 1,00,000 under Section 15A(b) of the SEBI Act, 1992 was imposed on Mr. Sanjay Madanlal Chouhan.
Full text
______________________________________________________________________________________ Page 2 of 6 Appointment of Adjudicating Officer
______________________________________________________________________________________ Page 3 of 6 Evidence and Findings
______________________________________________________________________________________ Page 4 of 6 Penalty for failure to furnish information, return, etc. 15A. If any person, who is required under this Act or any rules or regulations made thereunder,— (a)………………………….. (b) to file any return or furnish any information, books or other documents within the time specified therefor in the regulations, fails to file return or furnish the same within the time specified therefor in the regulations, he shall be liable to a penalty which shall not be less than one lakh rupees but which may extend to one lakh rupees for each day during which such failure continues subject to a maximum of one crore rupees.
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Source: SecMarx — sebi:EAD-2/DSR/VS/797/2017. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.