sebi:EAD-2/DSR/RG/896/2018
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Facts / Headnote
Adjudication proceedings disposed of; no penalty imposed
Provisions invoked
- s. 15
- s. 15H
Parties
- Capital Cow Research (Prop. Shri Akhilesh Chawda)
Holding
The Adjudicating Officer disposed of the adjudication proceedings against Capital Cow Research, finding that the charges of non-redressal of complaints and filing of incorrect ATR on SCORES were not established against the Noticee.
Full text
Page 2 of 9 complaints in SCORES and advised it to resolve the same in a time bound manner. Further, vide letter dated May 11, 2016, the Noticee was again advised to resolve the pending complaints in SCORES. However, it was observed that there was no response from the Noticee and the complaints remained non-redressed. Further, it was also observed that the Noticee had filed incorrect ATR on SCORES.
Page 3 of 9 submissions made in the earlier reply and further submitted an additional reply dated January 02, 2018 in the matter.
Page 4 of 9 Proprietor M/s Capital Cow Research Proprietor M/s Capital Cow Research – Smt. Sapna Mehta SEBIE/MP15/0000667/1 Amruta Amitabha Tripathy Shri Akhilesh Chawda Proprietor M/s Capital Cow Research Shri Akhilesh Chawda Proprietor M/s Capital Cow Research – Smt. Sapna Mehta 249 SEBIE/MP15/0000594/1 Nitin Gadia Shri Akhilesh Chawda Proprietor M/s Capital Cow Research Shri Akhilesh Chawda Proprietor M/s Capital Cow Research – Smt. Sapna Mehta 279 SEBIE/MP15/0000529/1 Chunduru Jagadish Shri Akhilesh Chawda Proprietor M/s Capital Cow Research Shri Akhilesh Chawda Proprietor M/s Capital Cow Research – Smt. Sapna Mehta 302
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Source: SecMarx — sebi:EAD-2/DSR/RG/896/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.