sebi:EAD-2/DSR/KM/22-30/2013
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Facts / Headnote
Penalties imposed on all nine Noticees for contravention of PFUTP Regulations
Provisions invoked
- s. 15
- s. 15H
- s. 15J
Regulations
- Reg. 4
- Reg. 3
- Reg. 3(a)
Parties
- Sanwaria Agro Oils Limited
- Anil Agrawal
- Unique Ways Realtors Pvt. Ltd.
- Unique Ways Management Services Pvt. Ltd.
- Uniways Infra Pvt. Ltd.
- Uniways Agri Commodities Pvt. Ltd.
- Uniways Telefilms Pvt. Ltd.
- Uni Arc Pvt. Ltd.
- Rajesh Kapoor
Holding
The Noticees violated Regulation 3(a), (b), (c), (d), 4(1), 4(2)(d) and (e) of the PFUTP Regulations by engaging in manipulative trades in the scrip of SAOL and are liable for penalty under Section 15HA of the SEBI Act.
Full text
Page 2 of 22 22.95 on February 02, 2009 to the high of ` 98 on July 08, 2009 and it closed at ` 31.45 on February 26, 2010.
Page 3 of 22 Imposing Penalties by Adjudicating Officer) Rules, 1995 (hereinafter referred to as “said Rules”) to inquire into and adjudge under Section 15HA of the SEBI Act, the alleged violation of the provisions of law by the Noticees. Show Cause Notice, Reply and Personal Hearing
Page 4 of 22 attend the said hearing and vide letter dated June 22, 2013 sought for an adjournment. Another opportunity of hearing was granted to the Noticees on September 19, 2013. Rajesh Kapoor appeared on the said date, reiterated the
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Source: SecMarx — sebi:EAD-2/DSR/KM/22-30/2013. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.