sebi:EAD/SR/SM/AO/99/2018-19/1964
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Facts / Headnote
Violation established; penalty of Rs. 2,00,000 imposed
Provisions invoked
- s. 15
- s. 15H
- s. 15J
Regulations
- Reg. 7
- Reg. 4(a)
- Reg. 4(e)
Parties
- Vijay Growth Financial Services Ltd. (presently Supra Trends Ltd.)
Holding
The Noticee violated regulation 4(e) of PFUTP Regulations, 1995 and clause A of the Code of Conduct for stock brokers r/w regulation 7 of Stock Brokers and Sub-brokers Regulations, 1992, and is liable to a monetary penalty of Rs. 2,00,000 under section 15HB of the SEBI Act, 1992.
Full text
Adjudication Order in respect of Vijay Growth Financial Services Ltd. (presently Supra Trends Ltd.) in the matter of Moschip Semiconductors Ltd
Adjudication Order in respect of Vijay Growth Financial Services Ltd. (presently Supra Trends Ltd.) in the matter of Moschip Semiconductors Ltd
Adjudication Order in respect of Vijay Growth Financial Services Ltd. (presently Supra Trends Ltd.) in the matter of Moschip Semiconductors Ltd
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Source: SecMarx — sebi:EAD/SR/SM/AO/99/2018-19/1964. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.