sebi:EAD/SR/SM/AO/2019-20/5780/130
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Facts / Headnote
Adjudication proceedings disposed of without imposing any monetary penalty
Provisions invoked
- s. 15A
- s. 15
- s. 15J
Regulations
- Reg. 13
- Reg. 13(1)
- Reg. 13(3)
- Reg. 7(1)
- Reg. 29(2)
Parties
- Pravinbhai Mohanbhai Kheni
Holding
The Adjudicating Officer held that the alleged violations of SAST Regulations, 1997, SAST Regulations, 2011 and PIT Regulations, 1992 were not established against the Noticee, and disposed of the adjudication proceedings without imposing any monetary penalty.
Full text
Adjudication order in respect of Pravinbhai Mohanbhai Kheni in the matter of Cupid Trades & Finance Limited Page 2 of 10
Adjudication order in respect of Pravinbhai Mohanbhai Kheni in the matter of Cupid Trades & Finance Limited Page 3 of 10
Adjudication order in respect of Pravinbhai Mohanbhai Kheni in the matter of Cupid Trades & Finance Limited Page 4 of 10
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Source: SecMarx — sebi:EAD/SR/SM/AO/2019-20/5780/130. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.