sebi:EAD/SR/SM/AO/100-102/2018-19
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Facts / Headnote
Violations established; penalty of Rs. 2,00,000 imposed jointly and severally
Provisions invoked
- s. 15A
- s. 15
- s. 15J
- s. 23
Regulations
- Reg. 29(1)
- Reg. 29(2)
- Reg. 29(3)
Parties
- Abdul Zameer Hakim Khan
- Amir Hazma Hakim Khan
- Rehana Khan
Holding
The Noticees, as deemed persons acting in concert, violated regulations 29(1) and 29(2) read with 29(3) of the SAST Regulations, 2011 by failing to disclose aggregate acquisitions to BSE and Finalysis Credit & Guarantee Company Ltd. A monetary penalty of Rs. 2,00,000 jointly and severally was imposed under section 15A(b) of the SEBI Act, 1992.
Full text
Adjudication Order against Abdul Zameer Hakim Khan, Amir Hazma Hakim Khan and Rehana Khan in the matter of Finalysis Credit & Guarantee Company Ltd Page 2 of 12
Adjudication Order against Abdul Zameer Hakim Khan, Amir Hazma Hakim Khan and Rehana Khan in the matter of Finalysis Credit & Guarantee Company Ltd Page 3 of 12
Adjudication Order against Abdul Zameer Hakim Khan, Amir Hazma Hakim Khan and Rehana Khan in the matter of Finalysis Credit & Guarantee Company Ltd Page 4 of 12
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Source: SecMarx — sebi:EAD/SR/SM/AO/100-102/2018-19. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.