sebi:EAD/SM/DD/12514/2021-22
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Adjudication proceedings disposed of without imposition of any penalty
Provisions invoked
- s. 15H
- s. 15I
- s. 15J
Regulations
- Reg. 7
- Reg. 3(a)
Parties
- Vineet Securities Private Limited
Holding
The adjudication proceedings against Vineet Securities Private Limited initiated vide Show Cause Notice dated January 29, 2021 stand disposed of without imposition of any penalty as violation of Clause A(2) of the Code of Conduct read with Regulation 7 of the Broker Regulations, 1992 was not established.
Full text
_____________________________________________________________________________________ In the matter of Halonix Limited Page 2 of 8
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Source: SecMarx — sebi:EAD/SM/DD/12514/2021-22. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.