sebi:EAD/PM/VS/22-23/2017-18

SEBI · SEBI · 2016-09-16 · Prasanta Mahapatra, Adjudicating Officer

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Settlement of adjudication proceedings on payment of Rs. 18,51,300/-

Regulations relied on

SEBI (SAST) Regulations, 1997 — 3(3)
SEBI (SAST) Regulations, 1997 — 3(4)

Parties

Rajkumar Kothavale
Shantanu Kothavale

Holding

The adjudication proceedings initiated against the Applicants vide the Show Cause Notice dated August 08, 2016 are disposed of pursuant to settlement on payment of Rs. 18,51,300/- towards settlement charges.

Full text

____________________________________________________________________________________ Settlement Order in matter of Rajkumar Forge Limited Page 2 of 4

____________________________________________________________________________________ Settlement Order in matter of Rajkumar Forge Limited Page 3 of 4 2 Shantanu Kothavale Feb 19, 2003 Regulation 3(3) - Not Complied Regulation 3(4) - Delay of 4590 days 3 Rajkumar Kothavale Apr 13, 2010 Regulation 3(3) - Delay of 2000 days Regulation 3(4) - Delay of 1980 days

____________________________________________________________________________________ Settlement Order in matter of Rajkumar Forge Limited Page 4 of 4

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Source: SecMarx — sebi:EAD/PM/VS/22-23/2017-18. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.