sebi:EAD/PM/SM/2020-21/10362
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalty imposed on the Noticee
Provisions invoked
- s. 15
- s. 15H
- s. 15J
Parties
- Ambuja Electro Castings Limited
Holding
The Noticee, Ambuja Electro Castings Limited, was found to have failed to obtain SCORES authentication and to redress investor grievances, in violation of SEBI Circulars, and a penalty of Rs 1,00,000 was imposed under sections 15C and 15HB of the SEBI Act, 1992.
Full text
Adjudication Order in respect of Ambuja Electro Castings Limited for failure to obtain SCORES Authentication and for failure to redress investor grievances Page 2 of 9
Adjudication Order in respect of Ambuja Electro Castings Limited for failure to obtain SCORES Authentication and for failure to redress investor grievances Page 3 of 9
Adjudication Order in respect of Ambuja Electro Castings Limited for failure to obtain SCORES Authentication and for failure to redress investor grievances Page 4 of 9
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Source: SecMarx — sebi:EAD/PM/SM/2020-21/10362. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.