sebi:EAD/KS/MKG/AO/99/2017-18
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Facts / Headnote
Show Cause Notice dated August 19, 2013 disposed of without imposition of any penalty
Provisions invoked
- s. 15
- s. 15H
- s. 15J
Regulations
- Reg. 3
- Reg. 3(a)
Parties
- Ms. Amrita Agrawala
Holding
The allegations that Ms. Amrita Agrawala violated Regulations 3(a), (b), (c), (d), 4(1), 4(2)(a), (b) and (e) of the PFUTP Regulations were held not established, and the Show Cause Notice dated August 19, 2013 was disposed of without imposition of any penalty.
Full text
Page 2 of 15 inquire into and adjudge under Section 15 HA of the SEBI Act, the alleged violation of Regulations 3 (a), (b), (c), (d), 4 (1), 4 (2) (a), (b) and (e) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 (hereinafter referred to as ‘PFUTP Regulations’) by the Noticee. Pursuant to transfer of Shri D. Ravikumar, Shri Suresh B. Menon was appointed as Adjudicating Officer by the Competent Authority vide appointment order dated June 22, 2015. Thereafter, the current proceedings have been transferred to the undersigned which was intimate vide communique dated November 27, 2017.
Page 3 of 15 Scrip A Traded Quantity (Market) B Total Buy of Group C % of total buy of Group to total traded quantity (Market) D Total Sale of Group E % of total sale of group to total traded quantity (Market) F Trade Amongst Group* G % of trade amongst Group to total traded quantity (Market) H Synchroni sed Trades among Group** I % of synchroni sed trades to trade among Group J % of synch ronise d trades amon g Group to total traded quanti ty (Mark et) Supertex Industries Ltd. 1,94,21,886 1,03,76,495 53.42 1,01,61,354 52.32 56,64,204 29.16 30,12,803 53.19 15.51
Page 4 of 15 11. Jipal Pineshkumar Shah 35,000 21,000 35,000 35,000 15,000 9,200 12. Kapilaben Somabhai Patel 2,73,665 2,23,286 3,22,139 238139 142,931 1,55,086
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Source: SecMarx — sebi:EAD/KS/MKG/AO/99/2017-18. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.