sebi:EAD/BJD/VS/236-241/2018-19

SEBI · SEBI · 2012-03-30 · B J Dilip, Adjudicating Officer

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Facts / Headnote

Adjudication proceedings disposed of; Noticees not found liable for violation

Provisions invoked

s. 15
s. 15H

Regulations

Reg. 4
Reg. 3
Reg. 3(a)

Parties

Vanraj Dadbhai Kahor
Volga International Ltd
Manubhai Sheth Shital
Vashram Desai Dharamshi
Pinac Stock Brokers Pvt. Ltd
Popatji Thakor Kirti

Holding

The Adjudicating Officer held that the Noticees did not violate Regulation 3(a),(b),(c),(d), 4(1) and 4(2)(e) of the SEBI (PFUTP) Regulations, 2003, and consequently no monetary penalty under Section 15HA of the SEBI Act was imposed.

Full text

_____________________________________________________________________________________ Adjudication Order in the matter of Emporis Projects Limited Page 2 of 16

_____________________________________________________________________________________ Adjudication Order in the matter of Emporis Projects Limited Page 3 of 16

_____________________________________________________________________________________ Adjudication Order in the matter of Emporis Projects Limited Page 4 of 16

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Source: SecMarx — sebi:EAD/BJD/VS/236-241/2018-19. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.