sebi:EAD/BJD/NJMR/92/2017-18

SEBI · SEBI · 2015-06-02 · B J DILIP, Adjudicating Officer

This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.

Facts / Headnote

Violation established ex-parte; monetary penalty imposed

Provisions invoked

s. 15
s. 19
s. 15H
s. 15I
s. 15J

Regulations

Reg. 4
Reg. 3
Reg. 6
Reg. 9

Parties

Parsoli Corporation Ltd.

Holding

The Noticee Parsoli Corporation Ltd. violated Regulations 3(a), 3(d), 4(1), 4(2)(b), 4(2)(e) and 4(2)(g) of PFUTP Regulations and Clauses A(1) to A(5) of Broker Code read with Regulation 9 and is liable for penalty of Rs.10,00,000 under Section 15HA and Rs.5,00,000 under Section 15HB, total Rs.15,00,000.

Full text

_____________________________________________________________________________________ Adjudication Order in matter of Dalal Street Investments Ltd., Page 2 of 15

_____________________________________________________________________________________ Adjudication Order in matter of Dalal Street Investments Ltd., Page 3 of 15

_____________________________________________________________________________________ Adjudication Order in matter of Dalal Street Investments Ltd., Page 4 of 15

You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.

Free accounts include 10 searches/day with full order access.

Analyse this matter in Ontology · Plans

Source: SecMarx — sebi:EAD/BJD/NJMR/92/2017-18. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.