sebi:EAD/BJD/NJMR/60/2017-18
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Facts / Headnote
Penalty imposed on Noticee for violation of SEBI (PFUTP) Regulations
Provisions invoked
- s. 15
- s. 15H
- s. 15J
Regulations
- Reg. 4
- Reg. 3
Parties
- Himanshu Vinodrai Purohit
Holding
The Noticee Himanshu Vinodrai Purohit violated Regulation 3(a), (b), (c), (d), 4(1), 4(2)(a) and (g) of SEBI (PFUTP) Regulations, 2003 by executing self-trades in the scrip of Swan Mills, and a penalty of Rs. 3,00,000 was imposed under Section 15HA of the SEBI Act.
Full text
_____________________________________________________________________________________ Adjudication Order in matter of Swan Mills Ltd., (Swan Energy Ltd.,) Page 2 of 17
_____________________________________________________________________________________ Adjudication Order in matter of Swan Mills Ltd., (Swan Energy Ltd.,) Page 3 of 17
_____________________________________________________________________________________ Adjudication Order in matter of Swan Mills Ltd., (Swan Energy Ltd.,) Page 4 of 17
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Source: SecMarx — sebi:EAD/BJD/NJMR/60/2017-18. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.