sebi:EAD/BJD/BKM/89/2017-18
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Penalty of Rs 5,00,000 imposed on the Noticee
Provisions invoked
- s. 15
- s. 15H
- s. 15J
- s. 15F
- s. 23
- s. 23H
Regulations
- Reg. 9
Parties
- M/s. Integrated Enterprises (India) Limited
Holding
The Noticee violated Clause A(2) of the Code of Conduct read with regulation 9 of the Broker Regulations, 1992, SEBI circular SMD/Policy/Cir-6/97 dated May 07, 1997 and Rule 8(3)(f) of SCR Rules, 1957 and is liable for penalty, and a penalty of Rs 5,00,000 under Section 15HA of SEBI Act and Section 23H of SCRA was imposed.
Full text
____________________________________________________________________________________ _Adjudication Order in matter of M/s. Integrated Enterprises (India) Limited, Page 2 of 18
____________________________________________________________________________________ _Adjudication Order in matter of M/s. Integrated Enterprises (India) Limited, Page 3 of 18
____________________________________________________________________________________ _Adjudication Order in matter of M/s. Integrated Enterprises (India) Limited, Page 4 of 18
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Source: SecMarx — sebi:EAD/BJD/BKM/89/2017-18. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.