sebi:EAD/BJD/BKM/51/2018-19
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Noticee held liable ex parte and penalty imposed
Provisions invoked
- s. 15A
- s. 15
- s. 19
- s. 15H
- s. 15J
- s. 15C
Parties
- M/s Metalman Industries Ltd
Holding
The Noticee M/s Metalman Industries Ltd was held liable for failure to redress investor grievances and failure to file ATR / obtain SCORES authentication in violation of SEBI Circular dated December 18, 2014, and a penalty of Rs. 1,00,000 under Section 15HB and Rs. 1,00,000 under Section 15C of the SEBI Act was imposed.
Full text
_________________________________________________________________________________ _ Adjudication Order in respect of M/s Metalman Industries Ltd Page 2 of 9
_________________________________________________________________________________ _ Adjudication Order in respect of M/s Metalman Industries Ltd Page 3 of 9
_________________________________________________________________________________ _ Adjudication Order in respect of M/s Metalman Industries Ltd Page 4 of 9
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Source: SecMarx — sebi:EAD/BJD/BKM/51/2018-19. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.