sebi:CO/MIRSD/DRA-(P)/161/2009
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Facts / Headnote
Summary proceedings pending before SEBI against the applicant disposed of by consent with immediate effect
Holding
This consent order disposes of the summary proceedings pending before SEBI against the applicant for the violations mentioned above.
Full text
January 6, 2009 drawn on State Bank of India, Mumbai towards the settlement charges. 4. In view of the above, it is hereby ordered that this consent order disposes of the said summary proceedings pending before SEBI against the applicant for the violations mentioned above.
5. This order is without prejudice to the right of SEBI to take enforcement actions, including commencing or reopening pending proceedings against the applicant, if: i. any representation made by the applicant in this consent proceeding is subsequently discovered to be untrue; or ii. the applicant breaches any of the clauses/conditions of undertakings/ waivers filed during this consent proceeding.
6. A copy of the order shall be served on LSE of which the applicant is a broker. 7. This consent order is passed on the 3rd day of February, 2009 and shall come into force with immediate effect.
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Source: SecMarx — sebi:CO/MIRSD/DRA-(P)/161/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.